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3.3.1 Current and Short
Term Legal Framework
In this section, we will provide a brief
description of the current legal regime of outer space. Parts
of Public International Law will also be taken into account as
applicable to space activities. It should be noted that a growing
number of countries are creating a specific set of rules or space
acts. For example, the US Space Bill states that any invention
made, used, or sold in outer space on a space object under the
jurisdiction or control of the United States shall be considered
to be made, used, or sold within US territory.
Current International Space Law
The basic rules that have to be followed
for the "exploration and use of outer space" have been
written in broad terms; their application is not particularly
difficult. Specific provisions have a more direct application
to our project.
- General Principles: Most of the following
principles were adopted unanimously in a United Nations General
Assembly as the "Declaration of Legal Principles Governing
the Activities of States in the Exploration and Use of Outer
Space." These principles were later codified in the Space
Treaties.
Article I of the Outer Space Treaty (1967)
provides the most fundamental principle that all states are free
to explore and use outer space, the Moon and other celestial
bodies on the basis of equality, without any type of discrimination.
Furthermore, the treaty states that "there shall be free
access to all areas of celestial bodies" by the states.
It establishes the freedom of scientific exploration. Outer space
constitutes a res extra commercium, i.e. it is an area
not subject to national appropriation. The Outer Space Treaty
in Article II prohibits "any claim of sovereignty, by means
of occupation, or by any other means."
In addition, Article IV prevents nations
from placing any object carrying nuclear weapons or any other
weapon of mass destruction in orbit around the Earth. The principle
of peaceful purpose is an ordinary rule of international law
that is found in the United Nations Charter.
The Outer Space Treaty does not use the
concept of nationality when it deals with space objects. The
registration requirements contain a very important rule for space
activities: the state that launches a space object shall retain
jurisdiction and control over that object and also over the personnel
thereof. This rule will principally permit identification of
the space object in case of litigation and will consequently
determine any liabilities . In fact, states are liable for damage
caused by their space objects.
International Law makes a distinction
between "responsibility" and "liability."
The international responsibility for national space activities,
whether such activities are carried on by governmental agencies
or by non-governmental entities is stated in Article VI of the
Outer Space Treaty. Concerning liability, the state that will
be declared liable in the case of litigation is the launching
state. Currently, companies are not able to get insurance coverage
if they are not backed up by their state. Therefore, state liability
is unavoidable. It is then up to the state to recover eventual
expenses from the company. It is possible that this liability
system could become obsolete, too complex, and unwieldy. However,
in the future this concept might become a reality.
The Rescue Agreement imposes obligations
on the signatory states, and duties for the launching authority.
Article V of the Outer Space Treaty declares astronauts as envoys
of mankind in outer space; therefore the state in which their
recovery occurs must assist.
Finally, the Moon agreement defines the
Moon and its natural resources as the Common Heritage of Mankind
(CHM). The principle of CHM addresses directly all the peoples
of the world, cementing their global society, thereby limiting
the sovereign independence of States, and the active principle
of self-determination (Wassenbergh, 1993). Because this principle
applies to the Moon and other celestial bodies, states need to
establish an international regime to govern the exploitation
of natural extra-terrestrial resources. This agreement has only
been ratified by nine states (Australia, Austria, Chile, Mexico,
Morocco, Netherlands, Pakistan, Philippines and Uruguay) and
is consequently not applicable to all other countries.
Space Law also contains some provisions
that have a more direct link with our strategy.
- Provisions specifically related to the
strategy:
The concept of exploration and use of
outer space is mentioned often in the space treaties but relates
more to scientific research. In the course of our strategy, our
concern is settlement on other planets. The prohibition of any
establishment of military bases has a direct impact on our strategy.
References also are made in the treaties
to landing and construction on celestial bodies: ownership of
space objects shall not be affected by their presence in outer
space ; the fact that the object is or is not in space does not
in any way impact ownership. As there is no territorial sovereignty
in outer space and on celestial bodies, these areas are not subject
to national appropriation, even under private law.
The principles of cooperation and mutual
assistance in outer space should also be stressed, as they are
essential aspects of our strategy. The success of our strategy
depends strongly on the quality of relationships between states.
Furthermore, the stations, installations,
and equipment shall be open and accessible to representatives
of other states . This requirement is applicable only on a reciprocity
basis. This principle should not impact our project in the near
term. However, in the long term new rules could be created to
reflect a more business-like space development approach.
The current legal framework provides
some important requirements for our strategy and must be respected
in order to achieve our goals
Other Agreements
- UN Charter: The General Assembly of
the United Nations has adopted the principle that International
Law, including the Charter of the UN, applies to outer space
and celestial bodies.
Our strategy should reflect the spirit
of the Charter. The main goals of this chapter are to maintain
international peace and security, develop friendly relations
among nations, and achieve international cooperation. In the
development of the strategy, members shall settle their international
disputes by peaceful means.
- International Telecommunications Union:
In order to protect radio frequencies against harmful interference,
international regulations are adopted through ITU, a specialized
agency of the United Nations.
States require their operating agencies
to obtain radio licenses from their appropriate authorities.
In the case of a settlement on a different planet, we will also
have to look at possible similar requirements for the implementation
of any satellite network. One recommendation could be to ask
the ITU to plan the allocation of radio frequencies for communication
with celestial bodies.
- Environment: The Outer Space Treaty
contains rights and obligations in the interest of protecting
the environment.
States shall avoid harmful contamination
of the Moon and other celestial bodies and adverse changes to
the Earth environment. In addition, one of the biggest issues
related to the environment of outer space is the problem of space
debris; however, there is no legal framework dealing with this
issue. Spacefaring nations established the Inter-Agency Space
Debris Coordination Committee (IADC) in 1993 and started to exchange
their information and technical data about space debris. The
United Nations Committee on the Peaceful Uses of Outer Space
(COPUOS) is also working on space debris to establish a common
understanding that could serve as the basis for further deliberations.
Applicability to Precursor Mission
The regulations described earlier apply
to the precursor mission, especially the registration requirements
(refer to 3.3.1).
The precursor mission will take place
on the Moon. We must thus examine the liability issues, as the
Lunar Rover Race (see 4.3
and 4.4) is an international
competition involving private companies, states, and international
associations.
- Applicability of the Moon Agreement?
The scope of the Moon Agreement covers
celestial bodies in the solar system, orbits, and trajectories.
A moratorium on the exploitation of the resources of the seabed
and ocean floor was created in 1970. The same question arose
for the natural resources of the Moon. This provoked a huge controversy.
The Moon Agreement provides additional requirements for the states
than the ones included in the Outer Space Treaty. Consequently,
only a few countries have ratified it, as it limits the exploitation
of natural resources. The applicability of the Moon Agreement
to our strategy leads us to consider different options for our
interpretation of the Treaty:
- We could stimulate the ratification
of the Treaty by a majority of states. Although it would guarantee
a better protection of natural resources on the Moon, it would
create a precedent for agreements on every planet in the future.
- The Moon Treaty binds the countries
that have ratified it and is respected by the other countries.
Even if it does not bind all countries, the agreement has to
be taken into account. The Outer Space Treaty already covers
most of the principles stated in the Moon Agreement.
Thus we recommend the use of the Moon
Agreement as long as it follows the principles of the Outer Space
Treaty and does not go further.
For those countries that have already
ratified the Moon Agreement, the following principles will apply.
States Parties have to provide information
about any mission they undertake "to the greatest extent
feasible and practicable of the nature, conduct, locations and
results of such activities" to the Secretary-General of
the United Nations. The usual interpretation of this statement
is that it relates mainly to scientific research activities.
Furthermore, the broadness of wording "to the greatest extent
feasible and practicable" leads to a restriction to the
scope of its application. However, Article XI of the Moon Agreement
has the same broad disposition. It could be interpreted as limiting
the obligation of providing information in cases in which lack
of information would represent a danger for other space activities.
States Parties may use mineral and other
substances of the Moon in quantities appropriate for the support
of their mission. Paragraph 7-d of Article XI specifies that
"an equitable sharing by all state parties in the benefits
derived from those resources
shall be given special consideration."
As "equitable" does not mean equal, the purpose of
this provision is not to enforce distribution of all possible
profits but to introduce the concept of a fair and just sharing
of these benefits among possible investors.
Measures have to be taken to prevent
the introduction of adverse changes to the environment by harmful
contamination through the introduction of foreign matter or otherwise.
This is directly applicable to the Lunar Precursor Mission described
in chapter 4. As the rovers
will stay on the Moon after the competition, attention shall
be drawn to this. Will the rovers left behind represent "harmful
contamination?" It depends on the meaning of these words;
one could interpret the Moon Treaty and state that those rovers
are not causing any harmful contamination (they do not contain
toxic elements). Therefore the rovers do not represent an adverse
impact on future scientific or exploratory missions.
States party to the treaty bear international
responsibility for national activities on the Moon. As a non-governmental
body will organize the Lunar Rover Race, Article VI of the Outer
Space Treaty will apply. These activities shall require authorization
and continuing supervision by the appropriate state party to
the treaty. Which is the appropriate state? There are number
of "appropriate State Parties" because activities can
be carried out by a single state party or jointly. As such, the
situation may be too complex, and the nomination of one state
party might be necessary (it could be the state of incorporation
of a company).
The liability concerning damage caused on the Moon relies on
the rules on liability found in the 1967 Treaty.
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